Regulations and Compliance

Our commitment to regulatory excellence and compliance

EU Regulations

Full compliance with EU Conflict Minerals Regulation and other European Union directives governing precious metals trading and refining.

  • EU Conflict Minerals Regulation
  • REACH compliance
  • EU Market Abuse Regulation
  • Anti-Money Laundering directives

Dodd-Frank Act

Compliance with Section 1502 of the Dodd-Frank Wall Street Reform and Consumer Protection Act regarding conflict minerals disclosure.

  • Conflict minerals reporting
  • Supply chain due diligence
  • SEC filing compliance
  • Independent audits

International Standards

Adherence to global standards and frameworks for responsible sourcing and environmental management in the precious metals industry.

  • OECD Due Diligence Guidance
  • UN Guiding Principles
  • ISO 26000 Social Responsibility
  • LBMA Responsible Sourcing

American Regulations

Compliance with American federal laws and cantonal regulations governing precious metals refining, environmental protection, and financial services.

  • American Precious Metals Control Act
  • Environmental protection laws
  • Financial market regulations
  • Labor and safety standards

Reporting & Disclosure

Transparent reporting and disclosure practices ensuring stakeholders have access to comprehensive information about our compliance status.

  • Annual compliance reports
  • Supply chain transparency
  • Stakeholder engagement
  • Independent verification

Monitoring & Auditing

Continuous monitoring and regular independent audits to ensure ongoing compliance with all applicable regulations and standards.

  • Regular internal audits
  • Third-party verification
  • Continuous improvement
  • Risk assessment protocols

Our comprehensive compliance framework ensures we meet the highest regulatory standards while maintaining transparency and accountability.

Contact Our Compliance Team